Back to List

Fractional Factorial Designs and Alias: Information Lost When Runs Are Reduced

How two-level fractional factorial designs select structured subsets of full-design runs, and what information is lost through generators, defining relations, alias chains, and resolution.

Advanced
|
34min
|
Verified (2026-08-14)
fractional factorialfractiongeneratordefining relationaliasconfoundingresolutionJMP
Progress0/19 (0%)

Seven factors at two levels require 128 runs in full combination. Selecting any 16 rows because resources are limited can destroy balance and effect separation. A fractional factorial is not random omission; it is a structural economy that deliberately chooses which effects will be seen together.

This unit asks one question.


When run count is reduced, which effects become indistinguishable in the data?
๋ถ€๋ถ„์š”์ธ์„ค๊ณ„์™„์ „์„ค๊ณ„์˜ ๊ตฌ์กฐ์  ์ผ๋ถ€๋งŒ ์‹คํ–‰
generator์–ด๋–ค ์ ˆ๋ฐ˜์„ ๊ณ ๋ฅผ์ง€ ์ •ํ•˜๋Š” ์ƒ์„ฑ์‹
alias์„œ๋กœ ๊ฐ™์€ ์—ด์ด ๋˜์–ด ํšจ๊ณผ๋ฅผ ๊ตฌ๋ถ„ํ•  ์ˆ˜ ์—†์Œ
resolution์–ด๋А ์ฐจ์ˆ˜ ํšจ๊ณผ๋ถ€ํ„ฐ ํ˜ผ๋™๋˜๋Š”์ง€ ์š”์•ฝํ•œ ๋“ฑ๊ธ‰

Select half of 2ยณ structurally

Make all four A and B combinations and set C=AB; this gives a four-run 2^(3โˆ’1) half fraction. Multiply this generator by C to obtain the defining relation I=ABC.

U20 ยท Figure 01
๋ฐ˜๋ถ„ํ• ์€ ๋„ค ๊ผญ์ง“์ ๋งŒ ์„ ํƒํ•˜๊ณ  ํšจ๊ณผ ์—ด์„ ๊ฒน์น˜๊ฒŒ ๋งŒ๋“ญ๋‹ˆ๋‹ค
8-run full4-run fractionI=ABCA=BCB=ACC=AB
C=AB์ธ 2^(3โˆ’1) ์„ค๊ณ„์—์„œ๋Š” A์™€ BC, B์™€ AC, C์™€ AB๋ฅผ ๋ฐ์ดํ„ฐ๋งŒ์œผ๋กœ ๊ตฌ๋ถ„ํ•  ์ˆ˜ ์—†์Šต๋‹ˆ๋‹ค.

In the design table, the C and AB columns are identical. If response moves with that column, the data cannot distinguish a C main effect from an AB interaction. The alias chains are:

  • I = ABC
  • A = BC
  • B = AC
  • C = AB

The number labelled โ€œestimate of Aโ€ is actually the combined A and BC contrast. Interpret it mainly as A only under an assumption that BC is near zero.

Alias is stronger than high correlation

With complete aliasing, two model columns are identical or sign-reversed, so separate coefficients cannot be estimated from the same data. In more general nonregular or optimal designs, columns may not be identical but estimates can still be correlated and imprecise.

One software coefficient does not mean every candidate effect was estimated. Inspect the alias matrix, estimability, and correlation of estimates before running the design.

A fractional factorial does not discover that interactions are absent

Its economy relies on assumptions of effect sparsity and small high-order interactions. If an aliased interaction is large, it is wrongly attributed to a main effect. Separate important interaction candidates through factor assignment, higher resolution, foldover, or follow-up experiments.

Resolution summarizes the most severe alias order

Resolution is the shortest word length, excluding identity, in the defining relation.

  • Resolution III: main effects alias with two-factor interactions.
  • Resolution IV: main effects are separate from two-factor interactions, but two-factor interactions alias with one another.
  • Resolution V: main effects and two-factor interactions are separate; two-factor interactions alias with three-factor interactions.

Higher resolution generally requires more runs. A higher number is not always best: the needed structure depends on whether the aim is rapid screening of many factors or estimation of a particular interaction.

A full factorial is sometimes called resolution infinity in the effect-alias sense. Blocking can confound high-order interactions with block effects, connecting the cost of blocking in U18 to the same alias language.

Choosing a fraction contains hidden assumptions

Fractional factorial practicality often relies on useful, but non-lawlike, principles:

  • sparsity: only a few of many candidate effects are truly large
  • hierarchy: if a high-order interaction matters, related lower-order terms deserve consideration
  • heredity: interactions tend to appear with related main effects

Even a small main effect can accompany a large crossover interaction, so do not treat heredity as guaranteed. Place mechanistically important combinations clearly in the design.

In-Silico Lab: verify identical columns directly

  1. Inspect all four runs to confirm C and AB columns match row by row.
  2. Derive each alias chain by multiplying the defining relation by A, B, or C.
  3. If the A contrast is 8, decide whether A=8 or A+BC=8.
  4. Consider which columns separate after expanding to the eight-run full factorial.
In-Silico Lab ยท U20

4-run ๋ฐ˜๋ถ„ํ• ์˜ alias๋ฅผ ์ง์ ‘ ์ฝ์œผ์„ธ์š”

2ยณ ์™„์ „์„ค๊ณ„์˜ ์ ˆ๋ฐ˜์—์„œ C=AB๋ฅผ generator๋กœ ์„ ํƒํ•˜๋ฉด ์–ด๋–ค ์—ด๋“ค์ด ์™„์ „ํžˆ ๊ฐ™์•„์ง€๋Š”์ง€ ํ™•์ธํ•ฉ๋‹ˆ๋‹ค.

์ฒ˜์Œ์ด๋ผ๋ฉด: ๋ฌด์—‡์„ ๋ˆŒ๋Ÿฌ์•ผ ํ•˜๋‚˜์š”?
  1. 1. ์งˆ๋ฌธ์„ ๋จผ์ € ์ฝ๊ธฐLab ์ œ๋ชฉ์—์„œ ์ด๋ฒˆ์— ๋น„๊ตํ•  ํ•œ ๊ฐ€์ง€๋ฅผ ํ™•์ธํ•ฉ๋‹ˆ๋‹ค.
  2. 2. ์กฐ๊ฑด ํ•˜๋‚˜๋งŒ ๋ฐ”๊พธ๊ธฐ์ฒ˜์Œ์—๋Š” n, ํšจ๊ณผ, ์‚ฐํฌ ๊ฐ™์€ ์ž…๋ ฅ ์ค‘ ํ•˜๋‚˜๋งŒ ๋ฐ”๊พธ์‹ญ์‹œ์˜ค.
  3. 3. ์ƒˆ ํ•ฉ์„ฑ ํ‘œ๋ณธ ๋ˆ„๋ฅด๊ธฐ์ƒˆ ํ•ฉ์„ฑ ๋ฐ์ดํ„ฐ๊ฐ€ ๋งŒ๋“ค์–ด์ง‘๋‹ˆ๋‹ค. ๊ฐ™์€ ์กฐ๊ฑด๋„ ํ‘œ๋ณธ์— ๋”ฐ๋ผ ๋‹ฌ๋ผ์งˆ ์ˆ˜ ์žˆ์Šต๋‹ˆ๋‹ค.
  4. 4. ๊ทธ๋ฆผ๊ณผ ๊ณ„์‚ฐ ๊ฒฐ๊ณผ ๋น„๊ตํ•˜๊ธฐ๋ฐ”๊พธ๊ธฐ ์ „ํ›„ ๋ฌด์—‡์ด ์›€์ง์ด๊ณ  ๋ฌด์—‡์ด ๊ทธ๋Œ€๋กœ์ธ์ง€ ํ•œ ๋ฌธ์žฅ์œผ๋กœ ์ ์–ด๋ณด์‹ญ์‹œ์˜ค.

๋ง‰ํžˆ๋ฉด ์ดˆ๊ธฐํ™”๋กœ ๋Œ์•„๊ฐ€ ๊ธฐ๋ณธ ๊ฒฐ๊ณผ๋ฅผ ๋ณธ ๋’ค ์กฐ๊ฑด ํ•˜๋‚˜๋งŒ ๋ฐ”๊พธ์‹ญ์‹œ์˜ค. ์ด Lab์€ ์ •๋‹ต ํŒ์ •๊ธฐ๊ฐ€ ์•„๋‹ˆ๋ผ ํŒจํ„ด ๊ด€์ฐฐ ๋„๊ตฌ์ž…๋‹ˆ๋‹ค.

๊ฐ™์€ ์„ค์ •์˜ ํ•ฉ์„ฑ ๊ด€์ธก

runABC=ABABC
1-1-111
2-11-11
31-1-11
41111

๊ณ„์‚ฐ ๊ฒฐ๊ณผ

I = ABCA = BCB = ACC = AB

A ์ถ”์ •๊ฐ’์ด ์ปค๋„ ์›์ธ์ด A์ธ์ง€ BC์ธ์ง€ ์ด ๋„ค run๋งŒ์œผ๋กœ ๋ถ„๋ฆฌํ•  ์ˆ˜ ์—†์Šต๋‹ˆ๋‹ค. ์ž‘์€ ๊ณ ์ฐจ ๊ตํ˜ธ์ž‘์šฉ์ด๋ผ๋Š” ๊ฐ€์ •์ด ์ ˆ์•ฝ์˜ ๊ฐ€๊ฒฉ์ž…๋‹ˆ๋‹ค.

๊ต์œก์šฉ synthetic model ยท bjs-factorial-sequence-v1. ์‹ค์ œ ์—ฐ๊ตฌ ํŒ๋‹จ์—๋Š” ์‹คํ—˜๋‹จ์œ„, ๊ฒฐ์ธก, ๋ถ„ํฌ, ๋‹ค์ค‘์„ฑ, ์‚ฌ์ „๊ณ„ํš๊ณผ ๋„๋ฉ”์ธ ๊ธฐ์ค€์„ ๋ณ„๋„๋กœ ๋ฐ˜์˜ํ•ด์•ผ ํ•ฉ๋‹ˆ๋‹ค.

Read JMP Design Evaluation before execution

Alias Matrix / Table

๊ฐ ํšจ๊ณผ ์ถ”์ •์— ์„ž์ด๋Š” ๋‹ค๋ฅธ ํšจ๊ณผ๋ฅผ ๋ช…์‹œํ•ฉ๋‹ˆ๋‹ค.

Design Evaluation

resolution๊ณผ ์ถ”์ • ๊ฐ€๋Šฅ์„ฑ์„ ์‹คํ–‰ ์ „์— ํ™•์ธํ•ฉ๋‹ˆ๋‹ค.

Correlation of Estimates

0์ด ์•„๋‹Œ ์ƒ๊ด€์€ ํšจ๊ณผ ๋ถ„๋ฆฌ๊ฐ€ ์•ฝํ•ด์กŒ๋‹ค๋Š” ์‹ ํ˜ธ์ž…๋‹ˆ๋‹ค.

The Alias Table is a gate before design selection, not an appendix after interpretation. If an expected active interaction aliases with a main effect, change the fraction or factor assignment. The key is to verify that the candidate model is estimable, not merely to follow a design-generation menu.

A fractional factorial is the first wave of a sequential experiment

After using a screening fraction to find promising factors, do not declare the final optimum from the same data. Depending on the situation, the next step may be:

  • foldover by adding the opposite fraction
  • selected added runs to break aliases
  • a full factorial on the important factors only
  • center points to inspect curvature
  • response-surface design to extend the range

Do not place every decision on a first-wave null/active classification; resolve ambiguous aliases with follow-up experiments.

Example result statement

We used a five-factor 2^(5โˆ’1) Resolution V half fraction. All main effects and two-factor interactions in the pre-specified candidate model were clear of one another, while each two-factor term was aliased with three-factor or higher terms. A and AB appeared promising, but because interpretation depends on the sparsity assumption, we planned independent confirmation and selected runs to verify the structure.

For Resolution III screening, write honestly โ€œA+BC alias contrast,โ€ not simply โ€œA effect.โ€

Takeaways

  • A fraction is a structured part of a full design.
  • A generator yields a defining relation and alias chains.
  • Aliased effects cannot be estimated separately from the same data.
  • Resolution summarizes the most severe order of effect confounding.
  • Sparsity, hierarchy, and heredity are useful assumptions, not guarantees.
  • Follow-up experiments must resolve aliases from fractional results.
๋ถ€๋ถ„์š”์ธ์„ค๊ณ„๋Š” ์‹คํ–‰ ์ˆ˜๋ฅผ ์ ˆ์•ฝํ•˜๋Š” ๋Œ€์‹  ํŠน์ • ํšจ๊ณผ๋ฅผ ํ•ฉ์ณ ๋ด…๋‹ˆ๋‹ค. alias ๊ตฌ์กฐ์™€ sparsity ๊ฐ€์ •์˜ ๋Œ€๊ฐ€๋ฅผ ์ดํ•ดํ•  ๋•Œ๋งŒ ๊ทธ ์ ˆ์•ฝ์ด ์ •๋‹นํ•ฉ๋‹ˆ๋‹ค.

This sequence stops at the requested automatic boundary, U20. Candidate next unitsโ€”screening follow-up experiments, center points, and curvatureโ€”must not be authored until a separate restart.

Official supplementary resources

The design and Lab in this article are educational synthetic material.

๐Ÿ’ฌ Questions & Comments

0 comments

You can post without signing in. Guest comments cannot be edited or deleted by their author.

0/2000

Loading...