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Constrained Custom Design: Selecting Informative Points from Feasible Candidates

In regions where standard designs are infeasible, define the candidate set, prior model, and number of runs, then evaluate D-optimality, I-optimality, estimability, and prediction variance.

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Verified (2026-08-14)
custom designoptimal designcandidate setD-optimalI-optimalestimabilityprediction varianceJMP
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One of the axial points of the CCD is outside the equipment range, and the high-high combination of the two factors is unsafe. Forcibly running or arbitrarily deleting points from the standard design can destroy the information structure of the second-order model.

The question for this section is:


When a standard design cannot be executed, which points should be selected?
candidate set실제로 실행 가능한 조건 후보 전체
D-optimal지정 모형 계수의 공동 정보량을 키우는 기준
I-optimal후보 영역의 평균 예측분산을 줄이는 기준
estimability지정한 모형항을 설계에서 서로 구분해 추정할 수 있음

The candidate set defines the boundary of feasible experiments

Custom Design first creates a set of conditions that are actually feasible to run. It can create a dense grid of candidate points over a continuous range, or it can use discrete candidates, such as a list of manufacturable recipes.

When creating candidates, first incorporate the following:

  • Physical minimum and maximum of the equipment
  • Combinations prohibited for safety and stability
  • Mathematical constraints such as total amount or compositional sum
  • Runs already used or controls that must be included
  • Hard-to-change factors and block structure

Areas omitted from the candidate set cannot be evaluated by the optimizer. Conversely, including infeasible points can produce a mathematically attractive design that fails in practice.

U27 · Figure 01
금지영역을 지운 뒤 목적에 맞는 점을 고릅니다
실행 금지영역
회색 후보 중 우상단 금지영역을 먼저 제외합니다. D와 I 기준은 같은 후보에서도 다른 위치에 점을 배분할 수 있습니다.

The model must be determined first for the information to have meaning.

Even with the same candidate set, the points required by a main-effect model and a full quadratic model are different. The design algorithm evaluates the information in the specified model matrix X.

Information = XᵀX

The model terms are columns, and the runs are rows. If a column is a combination of other columns, its coefficient cannot be estimated independently. This is the estimability problem. Even if the number of runs is greater than the number of terms, a poor arrangement can lead to rank deficiency.

D-optimal and I-optimal have different objectives.

D-optimal

By maximizing det(XᵀX), it minimizes the volume of the coefficients' joint confidence region. It is a natural choice when the objective is overall estimation precision for the specified model coefficients.

I-optimal

It places points in a direction that minimizes the average prediction variance over the candidate region. It is useful when prediction within the region is the objective.

The two criteria are not simply different rankings of the same question. A high D does not necessarily mean that the prediction variance is low at all locations, and a low I does not necessarily mean that the power for a specific coefficient is sufficient.

Decision aspectWhat D criterion asksWhat I criterion asks
primary objectiveHow precisely can the coefficients be estimated together?How precisely can the candidate region be predicted on average?
Point placement tendencyExtreme/structural points that separate the model columnsPoints that evenly cover the prediction region
Additional verificationPower, alias, prediction variance profileLocation of maximum variance, coefficient precision, power
Optimal is only optimal within the specified problem

If any of the following change – candidate set, prior model, number of runs, block, or optimality criterion – a different design may result. Check multiple random starts and Design Diagnostics, and do not interpret the algorithm name as scientific superiority.

The number of runs should be more than the minimum required

A 2-factor full quadratic has 6 coefficients. Even if 6 runs produce rank 6, there is very little room to evaluate residual degrees of freedom, pure error, and lack of fit. Plan the run count with independent replicates, center points, blocks, and the possibility of missing runs in mind.

Power depends on the assumed effect and noise. Forcing all terms to have the same power target may increase the number of runs, so distinguish between primary terms and nuisance terms.

Prediction Variance Profile shows what lies beyond the average

Do not stop after examining only I-optimality's average prediction variance. Use a profile or map to see where variance is high and low across the candidate region. If the boundary of an important operating region is weak, add information at that location.

Design Evaluation should include at least the following:

  • model rank and estimability
  • correlation of estimates or alias structure
  • location-specific shape of relative/absolute prediction variance
  • expected power of primary effects
  • stability of design quality with different starting values

In-Silico Lab: Change Constraints and Objectives

  1. Observe whether the upper-right candidate disappears in no-high-high.
  2. Swap D and I and compare the selected points and the average prediction variance.
  3. Change the number of runs to 8, 10, and 12 and check the rank of the 6-term model.
  4. Explain why the standard cube corner cannot be used in the ellipse constraint.
In-Silico Lab · U27

실행 가능한 후보에서 목적별 설계를 비교하세요

표준설계가 들어가지 않는 영역에서 제약·run 수·D/I 기준을 바꾸며 추정가능성과 평균 예측분산을 확인합니다.

처음이라면: 무엇을 눌러야 하나요?
  1. 1. 질문을 먼저 읽기Lab 제목에서 이번에 비교할 한 가지를 확인합니다.
  2. 2. 조건 하나만 바꾸기처음에는 n, 효과, 산포 같은 입력 중 하나만 바꾸십시오.
  3. 3. 새 합성 표본 누르기새 합성 데이터가 만들어집니다. 같은 조건도 표본에 따라 달라질 수 있습니다.
  4. 4. 그림과 계산 결과 비교하기바꾸기 전후 무엇이 움직이고 무엇이 그대로인지 한 문장으로 적어보십시오.

막히면 초기화로 돌아가 기본 결과를 본 뒤 조건 하나만 바꾸십시오. 이 Lab은 정답 판정기가 아니라 패턴 관찰 도구입니다.

같은 설정의 합성 관측

coded factor space

계산 결과

candidate 수21
선택 run10
모형 rank6 / 6
평균 예측분산0.498

Lab 선택기는 deterministic-greedy-teaching-approximation입니다. JMP의 최적화 구현을 재현하거나 보편적 최적성을 보증하지 않으며, 실제 설계는 여러 시작값과 diagnostics를 확인해야 합니다.

교육용 synthetic model · bjs-advanced-design-sequence-v1. 한 행은 별도 표시가 없는 한 하나의 독립 simulation 또는 설계 run입니다. 실제 연구·품질·규제 판단에는 사용할 수 없습니다.

The Lab is a deterministic greedy teaching approximation that selects one point at a time from candidate points at 0.5 intervals. It does not replicate JMP's Custom Design algorithm or global optimality. The objective is to transparently view the dependence on candidates, models, and criteria.

Use JMP Design Evaluation as a design receipt

Custom Design Evaluation

모형·후보점·run 수·optimality 기준의 계약을 확인합니다.

Prediction Variance Profile

어느 영역의 예측이 약한지 평균 하나 밖의 모양을 봅니다.

Design Diagnostics

estimability·power·상관을 목적별로 검토합니다.

In the Custom Design evaluation, verify that the factor range, disallowed combinations, model terms, number of runs, and criterion are consistent with the plan. Preserve the prediction variance profile, estimability, power, and correlation before execution. After obtaining the results and changing the model, note which terms the initial design was created for.

Example of Result Statement

After excluding the prohibited high-high combination, we used 21 candidate points and a prespecified 6-term full quadratic model. We evaluated a 10-run D-optimal design from several starting values, and all terms were estimable. The operating region's prediction variance profile and primary-term power were reviewed together. This optimality is limited to the specified candidates, model, and run count.

Concluding the Section

  • The candidate set defines the feasible region.
  • Optimal designs can only be evaluated if a prior model exists.
  • D and I prioritize coefficient information and mean prediction information, respectively.
  • Do not merely meet the minimum rank; allow for residual degrees of freedom, pure error, and missing runs.
  • Optimal is a property within the specified candidate points, model, runs, and criterion.
맞춤형 설계의 최적성은 지정한 후보영역·모형·run 수·목적 안에서만 성립합니다. D와 I는 보편적 순위가 아니라 서로 다른 질문입니다.

In the next section, we will examine DSD, which connects screening of many continuous factors with curvature exploration in a three-level structure.

Supplemental Materials

This article and the Lab's design selection are educational approximations and should not be used as evidence for actual research, process, quality, or regulatory decisions.

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